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AethelgardCapital Management
Legal & Regulatory

Regulatory Disclosures

Mandatory disclosures regarding Aethelgard Capital Management LP registration status and regulatory oversight.

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1. Registration and Oversight

Aethelgard Capital Management LP is registered as an Investment Adviser with the U.S. Securities and Exchange Commission (SEC), registered as a Commodity Pool Operator (CPO) and Commodity Trading Advisor (CTA) with the U.S. Commodity Futures Trading Commission (CFTC), and is a member of the National Futures Association (NFA).

Registration with the SEC, CFTC, NFA, or any other global regulator does not imply a certain level of skill or training, nor does it imply approval or endorsement of Aethelgard's strategies.

2. Risk Disclosures

Alternative investments and commodity interests carry substantial risk of loss and are not suitable for all investors. Quantitative trading models, derivative transactions, leverage, and algorithmic trade routing present unique operational, technological, and liquidity risks.

PAST PERFORMANCE IS NOT INDICATIVE OF FUTURE RESULTS. There is no guarantee that Aethelgard's investment programs will achieve their targets, avoid substantial drawdown, or preserve capital.

3. Regional Inquiries

Certain entities within the Aethelgard Capital corporate group are authorized and regulated by the Financial Conduct Authority (FCA) in the United Kingdom, and the Securities and Futures Commission (SFC) in Hong Kong. For detailed filings and documentation, please request records via our investor relations vault or contact ir@aethelgard.com.